Series 63 Video Course – Brian Lee

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At CoursesGB, we're dedicated to providing top-quality online courses designed to equip you with the essential skills and knowledge for personal and professional success. The Series 63 Video Course – Brian Lee course offers practical insights, actionable techniques, and proven strategies, making it ideal for learners of all skill levels. Enjoy a 100% online and self-paced learning experience guided by industry experts. Enroll now and take your learning journey to the next level!

Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

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Let Brian Lee, one of the most dynamic instructors in the country, take you through everything you need to know to pass your Series 63 the first time. We understand! We’ve read those textbooks too!

Course Curriculum

Module 1 State and Federal Regs.

• Introduction (12:41)
• Downloadable Series 63 Quicknotes
• Persons, Broker/Dealers, Agents (27:32)
• Lesson 2 – Investment Advisers (21:56)
• Lesson 3 – Investment Adviser Reps. (5:11)
• Definition of Persons Worksheet
• Lesson 4 – Registration Procedures (U.S.A.) (22:57)
• Lesson 5 – Securities, Exemptions, Exempt Transactions (25:43)
• Lesson 6 – Administrator’s Provisions (20:31)

Module 2 – Unethical Behavior of B/D’s, Agents, IA’s and IAR’s

• Lesson 1 – Statement of Policy of Unethical Practices (28:16)
• Lesson 2 – Closing (1:24)

Final Exam

• Practice Final

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Purchase Series 63 Video Course – Brian Lee courses at here with PRICE $79 $34

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